Intelligence Pillar
SEC Enforcement Actions: Case Study Archive
The U.S. Securities and Exchange Commission (SEC) serves as the primary watchdog of the financial markets. Our archive documents the most significant enforcement actions.
60 Dossiers60 Case Studies0 Concepts
Key Intelligence Themes
#sec#enforcement#securities#insider#fcpa#settlement#fine#doj#fraud#commission
Case Studies — The Vault
The Vault · 5 min
AT&T Room 641A Scandal: The NSA, NarusInsight, and the Fall of the Secure Backbone
The Vault · 6 min
The Fujifilm Scandal: Fuji Xerox, Ghost Leases, and the $450 Million Accounting Hole
The Vault · 7 min
FTX: The $8 Billion Crypto Ponzi and the Sam Bankman-Fried Fraud
The Vault · 6 min
Fox News & Dominion: The $787 Million Defamation Settlement and the Cost of the 'Election Lie'
The Vault · 6 min
The Roger Ailes Scandal: Sexual Harassment, Secret Payouts, and the Fall of the King of Cable
The Vault · 6 min
The Fluor Corp Scandal: Accounting Tricks, Fixed-Price Traps, and the $14.5 Million SEC Fine
The Vault · 6 min
The Fiat Chrysler Scandal: EcoDiesel Deception and the $800 Million Fraud
The Vault · 5 min
Ferrari: The Odometer Rollback Scandal - Forensic Analysis of the DEIS Tester Fraud
The Vault · 6 min
The Fannie Mae Scandal: The $6.3 Billion Accounting Fraud and the Bonus-Driven Lie
The Vault · 6 min
The Facebook Cambridge Analytica Scandal: Psychometric Warfare and the $5 Billion Privacy Fine
The Vault · 5 min
Ericsson: The $1.1 Billion Global Bribery Scandal and the 'Consulting Fee' Infrastructure
The Vault · 5 min
Equifax: The $700 Million Data Breach Settlement and the Failure of Restitution
The Vault · 5 min
Enron: The $60 Billion Accounting Fraud and the Weaponization of Electricity
The Vault · 5 min
EmblemHealth: The $31 Million 'Ghost Patient' Fraud and the Algorithmic Upcoding Scandal
The Vault · 6 min
The El Paso Corp Scandal: Ghost Reserves, California Crises, and the $1.7 Billion Fraud
The Vault · 6 min
The Eli Lilly Zyprexa Scandal: Illegal Off-Label Marketing and the $1.4 Billion Fine
The Vault · 6 min
The eBay Scandal: Cyberstalking, Bloody Pig Masks, and a $3 Million Criminal Fine
The Vault · 6 min
The Diebold Scandal: ATM Bribes, Luxury Travel, and the $48 Million FCPA Reckoning
The Vault · 5 min
Diamond Foods: The $80 Million 'Walnut' Accounting Fraud and the Pringles Disaster
The Vault · 6 min
The Deutsche Bank Libor Scandal: Chat Rooms, Rigged Rates, and the $2.5 Billion Fine
The Vault · 5 min
The Deutsche Bank Epstein Scandal: Banking a Predator and the $75 Million Victim Settlement
The Vault · 6 min
The Deutsche Bank Cum-Ex Scandal: Dividend Stripping and the Multi-Billion Euro Tax Heist
The Vault · 6 min
The Dell Scandal: Secret Intel Payments, Accounting Fraud, and the $100 Million Fine
The Vault · 5 min
The Daewoo Scandal: Window Dressing, the $43 Billion Fraud, and the Fall of the Korean Giant
The Vault · 6 min
The CVS Health Scandal: Opioids, the $5 Billion Settlement, and the Gatekeeper’s Failure
The Vault · 5 min
The Cummins Scandal: Defeat Devices, the $1.6 Billion Fine, and the Ghost of Dieselgate
The Vault · 5 min
The Coinbase Scandal: Insider Trading, the Wahi Leaks, and the SEC’s War on Crypto
The Vault · 6 min
The Cognizant Scandal: Bribery in India, the FCPA, and the Fall of the C-Suite
The Vault · 6 min
CNOOC & Nexen: The $15 Billion 'Security' Scandal and the China-Canada Energy War
The Vault · 6 min
The Clover Health Scandal: Hindenburg Research, the Secret DOJ Probe, and the SPAC Deception
The Vault · 6 min
Citibank & Oceanografia: The $400 Million Mexican 'Phantom' Fraud and the Banamex Crisis
The Vault · 6 min
Citadel Securities: The 'Payment for Order Flow' (PFOF) Scandal and the 2021 Meme Stock War
The Vault · 6 min
Cendant: The $3 Billion 'Accounting Cooking' Scandal and the $14 Billion Value Vaporization
The Vault · 6 min
Capital One: The $190 Million 'Inside' Cyber-Breach
The Vault · 6 min
The British Airways Scandal: The 2018 Data Breach, Magecart, and the Landmark GDPR Fine
The Vault · 5 min
Braskem: The $957 Million 'Slush Fund' Bribery and the Maceió Geological Disaster
The Vault · 6 min
The BMW Scandal: The Emissions Cartel, the AdBlue Collusion, and the €373 Million Fine
The Vault · 6 min
The Block Scandal: Cash App, the Hindenburg Report, and the Wild West of Fintech Fraud
The Vault · 5 min
Bitfinex & Tether: The $850 Million Cover-up, the Razzlekhan Hack, and the $100B Reserve Mystery
The Vault · 6 min
BitConnect: The $2.4 Billion 'Meme' Ponzi, the BCC Lending Bot Fraud, and the 7-Tier Pyramid
The Vault · 4 min
Bear Stearns: The 2008 Collapse, the Hedge Fund Fraud, and the Death of a Wall Street Giant
The Vault · 6 min
AXA: The Insurance Fraud, Money Laundering, and Greenwashing Scandal
The Vault · 5 min
Aveeno: The 'Natural' Marketing Fraud and the Active Naturals Deception
The Vault · 6 min
Yuga Labs: The 'Bored Ape' Securities Scandal - Forensic Analysis of Celebrity 'Shilling' and the NFT Bubble Burst
The Vault · 6 min
The Allianz Scandal: Structured Alpha, the COVID-19 Meltdown, and the $6 Billion Fraud Guilty Plea
The Vault · 6 min
Airbus: The $3.9 Billion Global Bribery Record
The Vault · 5 min
The Adani vs. Hindenburg Scandal: Stock Manipulation, Shell Companies, and the $100 Billion Wealth Wipeout
The Vault · 6 min
The Barclays Scandal: LIBOR Fixing, the 'Champagne' Traders, and the $450 Million Global Fine
The Vault · 3 min
Celsius Network: The 'Ponzi' Banking Scandal
The Vault · 4 min
Binance: The $4.3 Billion DOJ Settlement, Terrorist Financing, and the 2024 CZ Sentencing
The Vault · 7 min
Bre-X Minerals: The Billion-Dollar Fake Gold Mine and the Salting of the Century
The Vault · 6 min
Greensill Capital: Lex Greensill, David Cameron, and the Collapse of Supply Chain Finance
The Vault · 5 min
Equifax: The 147 Million Record Breach and the Failure of Cybersecurity Governance
The Vault · 6 min
AB InBev: The India Bribery Scandal, 'Project Tiger', and the $6 Million SEC Settlement
The Vault · 6 min
The Panama Papers Scandal: Mossack Fonseca, Offshore Secrets, and the $1.2 Billion Tax Recovery
The Vault · 6 min
The American Airlines Scandal: The Northeast Alliance, the JetBlue 'Cartel,' and the DOJ's Antitrust Victory
The Vault · 6 min
The AstraZeneca Scandal: Seroquel, Off-Label Marketing, and the $520 Million Federal Reckoning
The Vault · 6 min
The Apple Batterygate Scandal: Performance Throttling, Hidden Codes, and the $500 Million Consumer Settlement
The Vault · 7 min
The Banco Espírito Santo Scandal: Ricardo Salgado, the GES Black Hole, and the €4.4 Billion Failure of a Dynasty
The Vault · 7 min